Wayne Riley Maynard
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX
Last updated 2026-10-10
Claim your profileWayne Riley Maynard is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Dallas, TX, CRD 2573542. Licenses and exams on the registration: Series 63, Series 65. IAPD registration began 1995-02-21.
Registration
- CRD number
- 2573542
- Registration status
- Active
- IAPD registration
- 1995-02-21
- Industry Experience
- 31 years
- Work Experience
- 31 years
- States registered
- PA, TX
Licenses and exams
- Series 63
- Series 65
Work history
- 2022-03 to Present · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX
- 1994-11 to 2021-03 · Merrill Lynch · Dallas, TX
- 2021-03 to 2022-02 · Retired · Dallas, TX
- 2022-07 to Present · Bank of America, N.A. · Dallas, TX
Current employment
- Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Regulatory AUM
- $1,781,568,171,479
- Registered advisors
- 25,565
- Offices
- 5,327
- Clients per advisor
- 71.9 (Moderate)
- Average AUM per client
- $968.8K (Low)
- High-net-worth client ratio
- 28.4% (Moderate)
Merrill Lynch, Pierce, Fenner & Smith Incorporated: advisors, services and reported ETF investments
About
Wayne Riley Maynard is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Dallas, TX. Reported securities licenses include Series 63 and Series 65. The latest record indicates 31 years of industry experience and 31 years of reported work history. Reported roles include Bank of America, N.A., Retired, Merrill Lynch.
SEC disclosures list additional business and community activities: I; 88608 For-Profit Organization Name Of Outside Business Organization: W: Riley maynard publishing llc investment related: n address of business:dallas, texas 75205 nature of business: llc, position, title, association: owner, start date of relationship: 11/7/2014 number of hours devoted: 50 hour(s) annually number of hours devoted during trading hours: 0 duties: travel photography; Owner i; 2026381 Entity Type: Charitable: H; I will be an advisor to d; 2869265 Entity Type: Fiduciary Role Name Of Oba: Irs Form 2848 For M: J; G; 3063267 Entity Type: Fiduciary Role Name Of Oba:mr W: administrative support and account servicing; 3279288 Entity Type: Fiduciary Role Name Of Oba: Last Will And Testeament Of A M F Address: Dallas: M; F; 3095277; 3095278; 3095279; 3095280; 3097271; 3097274; 4356265.
Merrill Lynch, Pierce, Fenner & Smith Incorporated's firm-level Form ADV reports 25,565 advisors across 5,327 offices; approximately 71.9 clients per advisor, average assets per client of $968,779, and regulatory AUM of $1.8T; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Insurance companies, Corporations or other businesses; services including Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers, Educational Seminars or Workshops.
What this firm offers
Filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated on Form ADV.
Client services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Pension Consulting Services
- Selection of Other Advisers
- Educational Seminars or Workshops
- Other Advisory Service
Fee options
- Percentage of Assets Under Management
- Fixed Fees (Other Than Subscription)
- Commissions
Business and affiliations
- Broker-Dealer (Registered or Unregistered)
- Insurance Broker or Agent
- Sells Non-Advisory Products or Services
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Registered Security-Based Swap Dealer
- Futures Commission Merchant
- Banking or Thrift Institution
- Trust Company
- Insurance Company or Agency
- Pension Consultant
- Real Estate Broker or Dealer
Location
2100 Ross Ave, Dallas, TX 75201
72 advisors at this office.
Contact
The firm's filed contact details.
Official record
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