William Charles Neuens

Financial advisor at UBS Financial Services Inc. · Denver, CO

Last updated 2026-10-10

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William Charles Neuens is a financial advisor at UBS Financial Services Inc. in Denver, CO, CRD 1136820. Licenses and exams on the registration: Series 63. IAPD registration began 1999-01-01.

Registration

CRD number
1136820
Registration status
Active
IAPD registration
1999-01-01
Industry Experience
27 years
Work Experience
13 years
States registered
CO, WY

Licenses and exams

  • Series 63

Work history

  • 2013-07 to Present · UBS Financial Services Inc · Denver, CO

Current employment

SEC IAPD record for William Charles Neuens

UBS Financial Services Inc.

Regulatory AUM
$915,793,138,114
Registered advisors
9,369
Offices
2,657
Clients per advisor
122.2 (High)
Average AUM per client
$800.1K (Low)
High-net-worth client ratio
74.6% (High)

UBS Financial Services Inc.: advisors, services and reported ETF investments

About

William Charles Neuens is a financial advisor at UBS Financial Services Inc. in Denver, CO. Reported securities licenses include Series 63. The latest record indicates 27 years of industry experience and 13 years of reported work history.

UBS Financial Services Inc.'s firm-level Form ADV reports 9,369 advisors across 2,657 offices; approximately 122.2 clients per advisor, average assets per client of $800,107, and regulatory AUM of $915.8B; client categories including Individuals (non-HNW), High net worth individuals, Banking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Pension Consulting Services, Selection of Other Advisers.

What this firm offers

Filed by UBS Financial Services Inc. on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Pension Consulting Services
  • Selection of Other Advisers
  • Publication of Periodicals or Newsletters
  • Security Ratings or Pricing Services
  • Educational Seminars or Workshops

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)
  • Commissions
  • Other

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Futures Commission Merchant
  • Insurance Broker or Agent
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Registered Security-Based Swap Dealer
  • Commodity Pool Operator or CTA
  • Futures Commission Merchant
  • Banking or Thrift Institution
  • Trust Company
  • Insurance Company or Agency
  • Pension Consultant
  • Real Estate Broker or Dealer
  • Sponsor or Syndicator of Limited Partners
  • Sponsor or GP of Pooled Investment Vehicl

Location

4600 S. Ulster Street -Suite 700, Denver, CO 80237

76 advisors at this office.

UBS office in Denver, CO

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

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