William Raymond Collopy
Financial advisor at Seia · Newport Beach, CA
Last updated 2026-10-10
Claim your profileWilliam Raymond Collopy is a financial advisor at Seia in Newport Beach, CA, CRD 5961784. Licenses and exams on the registration: Series 66. IAPD registration began 2012-08-02.
Registration
- CRD number
- 5961784
- Registration status
- Active
- IAPD registration
- 2012-08-02
- Industry Experience
- 14 years
- Work Experience
- 14 years
- States registered
- CA, TX
Licenses and exams
- Series 66
Work history
- 2012-01 to 2018-11 · Jhfn Sii · Los Angles, CA
- 2012-01 to Present · Seia LLC · Newport Beach, CA
- 2018-11 to 2023-07 · Royal Alliance Associates, Inc. · Los Angeles, CA
- 2023-07 to Present · Ses LLC · Newport Beach, CA
Current employment
- Seia · Los Angeles, CA
Seia
- Regulatory AUM
- $22,537,603,576
- Registered advisors
- 141
- Offices
- 44
- Clients per advisor
- 69.7 (Moderate)
- Average AUM per client
- $2.3M (Low)
- High-net-worth client ratio
- 50.0% (High)
About
William Raymond Collopy is a financial advisor at Seia in Newport Beach, CA. Reported securities licenses include Series 66. The latest record indicates 14 years of industry experience and 14 years of reported work history. Reported roles include Ses LLC, Seia LLC, Royal Alliance Associates, Inc., Jhfn Sii.
SEC disclosures list additional business and community activities: Seia Llc Position: Senior Financial Advisor Nature: Llc Investment Related: Yes Number Of Hours: 160 Securities Trading Hours: 120 Start Date: 01/30/2012 Address: 610 Newport Center Drive Ste 300.
Seia's firm-level Form ADV reports 141 advisors across 44 offices; approximately 69.7 clients per advisor, average assets per client of $2,292,037, and regulatory AUM of $22.5B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Selection of Other Advisers, Educational Seminars or Workshops.
PortfolioFuture's firm-level 13F analysis covers $3.4B across 398 reported ETF positions for the 2026-06-30 reporting period. These are firm-level disclosures, not investments attributed to William Raymond Collopy personally.
Reported ETF positions
Seia reports 398 ETF positions worth $3.4B on Form 13F; the largest are listed.
| Fund | Reported value |
|---|---|
| VUG — Vanguard Morningstar Growth ETF | $478.4M |
| IGM — iShares Expanded Tech Sector ETF | $343.9M |
| TOTL — State Street DoubleLine Total Return Tactical ETF | $235.9M |
| FNDX — Schwab Fundamental U.S. Large Company ETF | $232.4M |
| GLDM — SPDR Gold MiniShares Trust | $201M |
Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
Noteworthy reported investments
Seia's strongest reported position on each research ranking. Institution-level evidence, not this advisor's or any client's holding.
| Ranking | Fund | Reported value | Percentile | Key figures |
|---|---|---|---|---|
| Similar Fund Ranking | CGDV — Capital Group Dividend Value ETF | $7.2M | Top 99.9% | Peer conviction 86.4% · Active return +5.44% |
| Addressable Market | DYNF — iShares U.S. Equity Factor Rotation Active ETF | $3.1M | Top 99.9% | Addressable AUM $14.9T · Peer conviction 86.8% |
| Residual Alpha | CORO — iShares International Country Rotation Active ETF | $1.2M | Top 99.8% | Residual alpha +5.96% · Residual Sharpe 0.24 |
| Diversification Benefits | IALT — iShares Systematic Alternatives Active ETF | $1.2M | Top 99.4% | Replicability (R²) 33.8% · Residual Sharpe 1.52 |
Historical comparisons from the published research release formed 2026-10-02; not forecasts or recommendations. Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.
What this firm offers
Filed by Seia on Form ADV.
Client services
- Financial Planning Services
- Individuals and Small Businesses
- Businesses or Institutional Clients
- Selection of Other Advisers
- Educational Seminars or Workshops
Fee options
- Percentage of Assets Under Management
- Hourly Charges
- Fixed Fees (Other Than Subscription)
Business and affiliations
- Broker-Dealer or Municipal Securities Dea
- Other Investment Adviser (Incl. Financial
- Insurance Company or Agency
Location
610 Newport Center Dr., Newport Beach, CA 92660
9 advisors at this office.
Contact
The firm's filed contact details.
- Phone: 310-712-2323
- Website: seia.com
Official record
Are you William Raymond Collopy?
Claim your profile to add your biography, services, expertise, client focus, investment approach and fees. Advisor-confirmed information is separate from public SEC records.