Xia Wang

Financial advisor at Lpl Enterprise, LLC · San Jose, CA

Last updated 2026-10-10

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Xia Wang is a financial advisor at Lpl Enterprise, LLC in San Jose, CA, CRD 4432285. Licenses and exams on the registration: Series 63. IAPD registration began 2016-12-13.

Registration

CRD number
4432285
Registration status
Active
IAPD registration
2016-12-13
Industry Experience
9 years
Work Experience
25 years
States registered
CA

Licenses and exams

  • Series 63

Designations

  • Chartered Financial Consultant

Work history

  • 2001-07 to 2024-11 · Pruco Securities, Llc. · San Jose, CA
  • 2001-07 to Present · Prudential Insurance Company of America · San Jose, CA
  • 2024-11 to Present · Lpl Enterprise, LLC · San Jose, CA

Current employment

SEC IAPD record for Xia Wang

Lpl Enterprise, LLC

Regulatory AUM
$24,939,385,373
Registered advisors
3,117
Offices
1,496
Clients per advisor
32.9 (Low)
Average AUM per client
$243.2K (Low)
High-net-worth client ratio
22.3% (Moderate)

Lpl Enterprise, LLC: advisors, services and reported ETF investments

About

Xia Wang is a Chartered Financial Consultant financial advisor at Lpl Enterprise, LLC in San Jose, CA. Reported securities licenses include Series 63. The latest record indicates 9 years of industry experience and 25 years of reported work history.

Lpl Enterprise, LLC's firm-level Form ADV reports 3,117 advisors across 1,496 offices; approximately 32.9 clients per advisor, average assets per client of $243,162, and regulatory AUM of $24.9B; client categories including Individuals (non-HNW), High net worth individuals, Pension and profit-sharing plans, Charitable organizations, and Corporations or other businesses; services including Financial Planning Services, Portfolio Management: Individuals and Small Businesses, Portfolio Management: Businesses or Institutional Clients, Educational Seminars or Workshops, and Other Advisory Service.

What this firm offers

Filed by Lpl Enterprise, LLC on Form ADV.

Client services

  • Financial Planning Services
  • Individuals and Small Businesses
  • Businesses or Institutional Clients
  • Educational Seminars or Workshops
  • Other Advisory Service

Fee options

  • Percentage of Assets Under Management
  • Hourly Charges
  • Fixed Fees (Other Than Subscription)

Business and affiliations

  • Broker-Dealer (Registered or Unregistered)
  • Other Financial Product Salesperson
  • Engaged in Other Business
  • Sells Non-Advisory Products or Services
  • Broker-Dealer or Municipal Securities Dea
  • Other Investment Adviser (Incl. Financial
  • Banking or Thrift Institution
  • Insurance Company or Agency

Location

1731 Technology Dr, San Jose, CA 95110

48 advisors at this office.

Lpl Enterprise office in San Jose, CA

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Contact

The firm's filed contact details.

Official record

View the official SEC IAPD record

Are you Xia Wang?

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