Alpha

1 registered advisors · 0 reported ETFs · $0 reported ETF value · $54.1M regulatory AUM

Alpha is an investment adviser that files Form ADV with the SEC in New York, NY, with 1 registered advisors, reporting $54.1M in regulatory assets under management. Its 13F filings report 0 ETF positions worth $0.

Last updated 2026-07-20 (latest Form ADV filing)

Scale

How this firm compares

Ratios computed from the firm's own Form ADV filing. Each caption ranks the firm against every other firm that reported the same figures.

  • Regulatory AUM$54.1MLowTop 96%
  • Clients per advisor19LowTop 83%
  • Average AUM per client$2.8MLowTop 52%
  • High-net-worth share of clients100.0%Very highTop 2.0%

What the firm filed with the SEC

Form ADV facts as filed, most recently 2026-07-20. Figures are the firm's own reported numbers.

Identity

Registration

Item 1 and registration status.

Registration type
Registered
SEC registration status
APPROVED
Registered since
2021-05-10
SEC file number
801-121176
Form version
10/2021
Latest Form ADV filing
2026-07-20
Address
40 Wall Street, 28th Floor, New York, NY 10005-1304, United States
Phone
2129339301
Website
https://www.alpha-ria.com

Size

People and clients

Items 5.A through 5.D.

Employees
2
Registered advisors
1
Offices
1
Clients
19
Clients per advisor
19
High-net-worth share of clients
100.0%

Assets

Assets under management

Item 5.F and custody.

Regulatory AUM
$54,128,351
Discretionary AUM
$0
Non-discretionary AUM
$54,128,351
Total accounts
19
Average AUM per client
$2,848,861

Clients

Who the firm serves

Item 5.D, by reported assets.

  • High net worth individuals19 clients
    $54.1M

Practice

How the firm operates

Items 4 through 9.

Services
Portfolio Management: Individuals and Small Businesses
Fee types
Compensation: Percentage of Assets Under Management

Source: SEC Form ADV filed by CRD 313285. View the official SEC IAPD record

Reported ETF investments

Reported 13F ETF positions, largest first
FundReported valueShare of reported ETF valueFund research

Registered advisors

Offices

Offices on the Form ADV filing
AddressCityStateAdvisors
40 Wall Street, 28thNew YorkNY1

Public filing evidence

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.