Plato Planning

0 registered advisors · 0 reported ETFs · $0 reported ETF value · $0 regulatory AUM

Plato Planning is an investment adviser that files Form ADV with the SEC, with 0 registered advisors, reporting $0 in regulatory assets under management. Its 13F filings report 0 ETF positions worth $0.

Last updated 2026-02-20 (latest Form ADV filing)

What the firm filed with the SEC

Form ADV facts as filed, most recently 2026-02-20. Figures are the firm's own reported numbers.

Identity

Registration

Item 1 and registration status.

Registration type
Registered
SEC registration status
APPROVED
Registered since
2026-03-03
SEC file number
801-135470
Form version
10/2021
Latest Form ADV filing
2026-02-20
Phone
+91 904-380-8615
Website
https://platoplanning.com

Size

People and clients

Items 5.A through 5.D.

Employees
1
Registered advisors
0
Offices
0
Clients
0

Assets

Assets under management

Item 5.F and custody.

Regulatory AUM
$0
Discretionary AUM
$0
Non-discretionary AUM
$0
Total accounts
0

Practice

How the firm operates

Items 4 through 9.

Services
Financial Planning Services; Portfolio Management: Individuals and Small Businesses; Pension Consulting Services; Selection of Other Advisers; Educational Seminars or Workshops
Fee types
Compensation: Percentage of Assets Under Management; Compensation: Hourly Charges; Compensation: Fixed Fees (Other Than Subscription)

Source: SEC Form ADV filed by CRD 339970. View the official SEC IAPD record

Reported ETF investments

Reported 13F ETF positions, largest first
FundReported valueShare of reported ETF valueFund research

Registered advisors

    Public filing evidence

    Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.