Sidepocket Incorporated

0 registered advisors · 0 reported ETFs · $0 reported ETF value · $914.5K regulatory AUM

Sidepocket Incorporated is an investment adviser that files Form ADV with the SEC in San Francisco, CA, with 0 registered advisors, reporting $914.5K in regulatory assets under management. Its 13F filings report 0 ETF positions worth $0.

Last updated 2026-03-12 (latest Form ADV filing)

Scale

How this firm compares

Ratios computed from the firm's own Form ADV filing. Each caption ranks the firm against every other firm that reported the same figures.

  • Regulatory AUM$914.5KLowTop 99.3%
  • Average AUM per client$15.2KLowTop 99.1%
  • High-net-worth share of clients21.7%ModerateTop 44%

What the firm filed with the SEC

Form ADV facts as filed, most recently 2026-03-12. Figures are the firm's own reported numbers.

Identity

Registration

Item 1 and registration status.

Registration type
Registered
SEC registration status
APPROVED
Registered since
2020-01-25
SEC file number
801-120228
Form version
10/2021
Latest Form ADV filing
2026-03-12
Address
1 Sansome Street, Suite 3500, San Francisco, CA 94104, United States
Phone
800-490-2188
Website
https://www.sidepocket.com

Size

People and clients

Items 5.A through 5.D.

Employees
16
Registered advisors
0
Offices
0
Clients
60
High-net-worth share of clients
21.7%

Assets

Assets under management

Item 5.F and custody.

Regulatory AUM
$914,547
Discretionary AUM
$914,547
Non-discretionary AUM
$0
Total accounts
60
Average AUM per client
$15,242

Clients

Who the firm serves

Item 5.D, by reported assets.

  • Individuals (non-HNW)47 clients
    $512.5K
  • High net worth individuals13 clients
    $402K

Practice

How the firm operates

Items 4 through 9.

Services
Portfolio Management: Individuals and Small Businesses
Fee types
Compensation: Percentage of Assets Under Management; Compensation: Fixed Fees (Other Than Subscription)

Source: SEC Form ADV filed by CRD 312031. View the official SEC IAPD record

Reported ETF investments

Reported 13F ETF positions, largest first
FundReported valueShare of reported ETF valueFund research

Registered advisors

    Public filing evidence

    Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.