Valueworks, LLC

1 registered advisors · 0 reported ETFs · $0 reported ETF value · $577.3M regulatory AUM

Valueworks, LLC is an investment adviser that files Form ADV with the SEC in New York City, NY, with 1 registered advisors, reporting $577.3M in regulatory assets under management. Its 13F filings report 0 ETF positions worth $0.

Last updated 2026-04-02 (latest Form ADV filing)

Scale

How this firm compares

Ratios computed from the firm's own Form ADV filing. Each caption ranks the firm against every other firm that reported the same figures.

  • Regulatory AUM$577.3MModerateTop 44%
  • Clients per advisor85ModerateTop 31%
  • Average AUM per client$6.8MModerateTop 43%
  • High-net-worth share of clients38.8%ModerateTop 29%

What the firm filed with the SEC

Form ADV facts as filed, most recently 2026-04-02. Figures are the firm's own reported numbers.

Identity

Registration

Item 1 and registration status.

Registration type
Registered
SEC registration status
APPROVED
Registered since
2001-10-26
SEC file number
801-60663
Form version
10/2021
Latest Form ADV filing
2026-04-02
Address
One World Trade, Suite 84g, New York City, NY 10007, United States
Phone
212-819-1818
Website
http://www.valueworksllc.com

Size

People and clients

Items 5.A through 5.D.

Employees
6
Registered advisors
1
Offices
1
Clients
85
Clients per advisor
85
High-net-worth share of clients
38.8%

Assets

Assets under management

Item 5.F and custody.

Regulatory AUM
$577,274,111
Discretionary AUM
$577,274,111
Non-discretionary AUM
$0
Total accounts
85
Average AUM per client
$6,791,460

Clients

Who the firm serves

Item 5.D, by reported assets.

  • Pooled investment vehicles2 clients
    $440.4M
  • High net worth individuals33 clients
    $105.1M
  • Individuals (non-HNW)44 clients
    $18.2M
  • Charitable organizations3 clients
    $11.2M
  • Corporations or other businesses3 clients
    $2.3M

Practice

How the firm operates

Items 4 through 9.

Services
Portfolio Management: Individuals and Small Businesses; Portfolio Management: Pooled Investment Vehicles
Fee types
Compensation: Percentage of Assets Under Management; Compensation: Performance-Based Fees
Affiliations
Related Person Is: Sponsor or GP of Pooled Investment Vehicl; Adviser to Any Private Fund
Custody
Adviser Has Custody of Client Cash; Adviser Has Custody of Client Securities; Adviser Custody Amount ($); Adviser Custody Clients (Count); Related Person Has Custody of Client Cash; Related Person Has Custody of Client Securities; Related Person Custody Amount ($); Related Person Custody Clients (Count)

Source: SEC Form ADV filed by CRD 116850. View the official SEC IAPD record

Reported ETF investments

Reported 13F ETF positions, largest first
FundReported valueShare of reported ETF valueFund research

Registered advisors

Offices

Offices on the Form ADV filing
AddressCityStateAdvisors
One World TradeNew York CityNY1

Public filing evidence

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.