FYC institutional holders

First Trust Small Cap Growth AlphaDEX Fund · 180 reporting institutions · $947.6M reported value

Funds that can replace FYC · FYC return decomposition

Institutional holdings

Institutions reporting FYC, largest first
InstitutionReported positionAdvisors at firmReport period
Lpl Financial LLC$191.5M23,4582026-06-30
Raymond James Financial Inc$82.8M02026-06-30
Morgan Stanley$77.2M23,1852026-06-30
Wells Fargo & Company/mn$60.1M02026-06-30
Cetera Investment Advisers$39.9M10,3702026-06-30
Bank of America Corp /de$31.7M02026-06-30
Stifel Financial Corp$25M02026-06-30
Envestnet Pmc$24.6M602026-06-30
Royal Bank of Canada$22.4M02026-06-30
Eclectic Associates Inc /adv$20.2M112026-06-30
Osaic Holdings, Inc.$19.9M02026-06-30
UBS Group AG$19.7M02026-06-30
Baird Financial Group, Inc.$15.8M02026-06-30
Northwestern Mutual Wealth Management Co$14.4M02026-06-30
MML Investors Services, LLC$12.8M5,1202026-06-30
PNC Financial Services Group, Inc.$12.7M02026-06-30
Integrity Advisory Solutions, LLC$12.7M1272026-06-30
Concurrent Investment Advisors, LLC$12.6M3492026-06-30
Ifp Advisors, Inc$11.6M3182026-06-30
Integrated Wealth Concepts LLC$11.5M4802026-06-30
Bedel Financial Consulting, Inc.$9.9M192026-06-30
New Wave Wealth Advisors LLC$9.8M62026-03-31
Richmond Investment Services LLC$9.8M142026-06-30
Elevation Point Wealth Partners, LLC$9.6M562026-06-30
Vestmark Advisory Solutions, Inc.$9.6M82026-06-30
Warner Wealth$8.1M112026-06-30
Jones Financial Companies LLLP$8M02026-06-30
Equitable Holdings, Inc.$7M02026-06-30
Commonwealth Equity Services, LLC$6.8M2,8632026-06-30
Steward Partners Investment Advisory, LLC$6.2M4812026-06-30
Financial Management, Inc.$6.2M82026-06-30
Kingsview Wealth Management, LLC$5.9M1152026-06-30
Susquehanna International Group, LLP$5.8M02026-06-30
Greenup Street Wealth Management LLC$5.3M202026-06-30
Redhawk Wealth Advisors, Inc.$5.1M432026-06-30
&partners$4.8M5552026-06-30
Paller Financial Services Inc$3.9M32026-06-30
Citadel Advisors LLC$3.5M02026-06-30
Cary Street Partners Financial LLC$3.5M02026-06-30
Harbour Investments, Inc.$3.3M2472026-06-30
Roman Butler Fullerton & Co$3.1M122026-06-30
Hfg Advisors, Inc.$3M02026-06-30
Proactive Wealth Strategies, LLC$2.9M52026-06-30
Storyone Family Office$2.9M42026-06-30
US Bancorp$2.8M02026-06-30
Kestra Advisory Services, LLC$2.7M1,4792026-06-30
Geneos Wealth Management, Inc.$2.6M1932026-06-30
Certified Advisory Corp$2.5M172026-06-30
Truist Financial Corp$2.5M02026-06-30
Oneascent Financial Services LLC$2.4M852026-06-30
Ameritas Investment Partners, Inc.$2.3M72026-06-30
Pursuit Wealth Management LLC$2.3M02025-12-31
Quantum Portfolio Management LLC$2.1M42026-06-30
Empirical Asset Management, LLC$2M122026-06-30
Mtm Investment Management, LLC$2M52026-06-30
Vista Investment Partners II, LLC$2M72026-06-30
Summit Financial, LLC$1.9M2292026-06-30
Moneco Advisors, LLC$1.7M502026-06-30
Ashton Thomas Private Wealth, LLC$1.6M962026-06-30
Gladstone Institutional Advisory LLC$1.5M1082026-06-30
Brookwood Investment Group LLC$1.5M692026-06-30
Moneywise, Inc.$1.5M02026-06-30
Nicolet Bankshares Inc$1.4M02026-06-30
D.A. Davidson & Co.$1.4M6892026-06-30
Barnes Pettey Financial Advisors, LLC$1.3M82026-06-30
Oppenheimer & Co. Inc.$1.3M1,1662026-06-30
Gateway Wealth Partners, LLC$1.3M1012026-06-30
Western Wealth Management, LLC$1.3M1122026-06-30
Private Advisory Group LLC$1.3M182026-06-30
Index Technologies Group LLC$1.2M52026-06-30
Founders Financial Securities LLC$1.2M1172026-06-30
Wealth Enhancement Advisory Services, LLC$1.2M1,0262026-06-30
Private Advisor Group, LLC$1.2M9272026-06-30
Willner & Heller, LLC$1.2M32026-06-30
Rhodes Investment Advisors Inc /adv$1.1M92026-06-30
Strategic Equity Management$1.1M82026-06-30
Sylvest Advisors, LLC$1.1M72026-06-30
Pfg Advisors$977.1K832026-06-30
Wedmont Private Capital$928.6K122026-06-30
Stratos Wealth Partners, Ltd.$922.4K3862026-06-30
Dunhill Financial, LLC$898.5K122026-06-30
Stratos Wealth Advisors, LLC$888.9K712026-06-30
Trunorth Capital Management, LLC$855.7K42026-06-30
World Equity Group, Inc.$810.9K562026-06-30
Stonebridge Financial Group, LLC / Mo$765.6K02026-06-30
Fifth Third Bancorp$738.1K02026-06-30
Wealthcare Advisory Partners LLC$728.4K1702026-06-30
Benjamin Edwards Inc$649.4K02026-06-30
Belpointe Asset Management LLC$607.9K1702026-06-30
Prospera Financial Services, Inc.$605.5K2702026-06-30
Independent Wealth Network Inc.$603K342026-06-30
Stephens Inc /ar$572.6K2432026-06-30
Comerica Bank$569.3K02025-12-31
Lexaurum Advisors, LLC$522.3K352026-06-30
Mgb Wealth Management, LLC$485.4K02025-12-31
Onedigital Investment Advisors LLC$473.6K3862026-06-30
Jane Street Group, LLC$466.1K02026-06-30
Kestra Private Wealth Services, LLC$455.2K2062026-06-30
Lyell Wealth Management LP$445.2K02026-06-30
Echo Wealth Management, LLC$441.5K12026-06-30
Sunesis Advisors, LLC$430.2K102026-06-30
Wealth Effects$417.1K72026-06-30
Private Trust Co NA$387.6K02026-06-30
Bam Wealth Management LLC$376.9K82026-06-30
Xml Financial, LLC$375.7K282026-06-30
Financial Partners Group, Inc$364.8K92026-06-30
Pinnacle Bancorp, Inc.$359.9K02026-06-30
Carlson Financial, Inc.$349K42026-06-30
Wagner Wealth Management, LLC$334.8K52026-06-30
Great Valley Advisor Group, LLC$330.3K2052026-06-30
Creativeone Wealth, LLC$325.2K2212026-06-30
Plotkin Financial Advisors, LLC$324.8K12026-06-30
Cornerstone Wealth Management, LLC$319.9K02026-06-30
Keybank National Association/oh$318K02026-06-30
Worth Asset Management$316.3K102026-06-30
Tbh Global Asset Management, LLC$295.4K132026-06-30
O'Shaughnessy Asset Management, LLC$293.1K582026-06-30
Strategic Blueprint, LLC$286.8K552026-06-30
Pacific Sun Financial Corp$282.7K32026-06-30
Iht Wealth Management LLC$280.1K1592026-06-30
Synovus Financial Corp$279.6K02025-09-30
First Heartland Consultants, Inc.$278.7K992026-06-30
Compass Capital Corp /ma/ /adv$274.1K02026-06-30
Founders Financial Alliance, LLC$269K322026-06-30
Csenge Advisory Group$268.6K752026-06-30
Advisor Resource Council$267K862026-06-30
Aptus Capital Advisors, LLC$257.2K212026-06-30
Lasalle St. Investment Advisors, LLC$254.7K1612026-06-30
Fulcrum Wealth Management$249.5K52026-06-30
Sound Income Strategies, LLC$246K1182026-06-30
Blair William & Co/il$237K3292026-06-30
Symphony Financial Services, Inc.$231.6K102026-06-30
Ameritas Advisory Services, LLC$227.1K5502026-06-30
M.E. Allison & Co., Inc.$222.3K112026-06-30
Intrua Financial, LLC$217.8K362026-06-30
Nottingham Advisors, Inc.$207.2K82026-06-30
Hightower Advisors, LLC$203.1K1,0462026-06-30
Keating Financial Advisory Services, Inc.$195.8K252026-06-30
Archer Investment Corp$184.4K782026-06-30
Global Retirement Partners LLC$151.3K4912026-06-30
Rockefeller Capital Management LP$138.6K3462026-06-30
Private Wealth Asset Management$138K222026-06-30
Cwm, LLC$101.1K6672026-03-31
Tower Research Capital LLC (trc)$100.6K02026-06-30
Key Financial, Inc.$100K82026-06-30
Regatta Research & Money Management LLC$89.1K62026-06-30
Fmr LLC$85.4K02026-06-30
Newedge Advisors$80.9K6012026-06-30
Jpmorgan Chase & Co$74.8K02026-06-30
Tidemark, LLC$68.5K82026-06-30
Corecap Advisors, LLC$47.4K1182026-06-30
Golden State Wealth Management, LLC$41.1K472026-06-30
Advisornet Wealth Partners$34.5K582026-06-30
Glass Jacobson Investment Advisors LLC$32.9K102026-06-30
Thurston, Springer, Miller, Herd & Titak, Inc.$30.4K02026-06-30
Farther Finance Advisors, LLC$27.5K3342026-06-30
City Holding Co$26.9K02026-06-30
Creative Financial Designs Inc /adv$24.4K02026-06-30
Colonial Trust Co / Sc$24.3K02026-06-30
Fiduciary Financial Advisors$24.2K512026-06-30
Barnes Dennig Private Wealth Management LLC$20.5K32026-06-30
Catherine Avery Investment Management LLC$18.8K12026-06-30
Bogart Wealth, LLC$17.5K242026-06-30
Continuum Advisory, LLC$16.4K402026-06-30
Arax Advisory Partners$11K2322026-06-30
Cambridge Investment Research Advisors, Inc.$8.9K3,9402026-03-31
1015 Capital Partners, LLC$8.8K22026-06-30
Transamerica Financial Advisors, LLC$8.7K1,0972026-06-30
Citigroup Inc$8.3K02026-06-30
Janney Montgomery Scott LLC$7.5K1,3422026-06-30
Spectrum Wealth Advisory Group, LLC$6K32026-06-30
Marshall Investment Management, LLC$3.1K82026-06-30
Nfsg Corp$2.5K752026-06-30
Iag Wealth Partners, LLC$1.9K172026-06-30
Betterment LLC$1.8K282026-06-30
Signaturefd, LLC$1.5K492026-06-30
Thrivent Financial for Lutherans$39802026-06-30
Thoroughbred Financial Services, LLC$377342026-06-30
Capital Analysts, LLC$3096082026-06-30
Hazlett, Burt & Watson, Inc.$209202026-06-30

Public filing evidence

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Report period: 2025-09-30 to 2026-06-30