NBSM institutional holders

Neuberger Small-Mid Cap ETF · 23 reporting institutions · $65M reported value

Funds that can replace NBSM · NBSM return decomposition

Institutional holdings

Institutions reporting NBSM, largest first
InstitutionReported positionAdvisors at firmReport period
Neuberger Berman Group LLC$21.5M02026-06-30
Lpl Financial LLC$7.8M23,4582026-06-30
Stage Harbor Financial$7.3M72026-06-30
Raymond James Financial Inc$6.5M02026-06-30
Bank of America Corp /de$5.7M02026-06-30
Broadway Wealth Solutions, Inc.$3.7M112026-06-30
Jones Financial Companies LLLP$3.1M02026-06-30
Exchange Traded Concepts, LLC$3.1M02026-06-30
Morgan Stanley$1.5M23,1852026-06-30
Hightower Advisors, LLC$1.4M1,0462026-06-30
Worth Financial Advisory Group, LLC$836.5K72026-06-30
Royal Bank of Canada$724K02026-06-30
Barnes Pettey Financial Advisors, LLC$487.5K82026-06-30
Susquehanna International Group, LLP$398.3K02026-06-30
Citadel Advisors LLC$354.8K02026-06-30
Pathstone Holdings, LLC$332.2K02026-06-30
Barrett & Company, Inc.$109.5K42026-06-30
Osaic Holdings, Inc.$88.9K02026-06-30
Rockefeller Capital Management LP$43K3462026-06-30
UBS Group AG$42.8K02026-06-30
Cambridge Investment Research Advisors, Inc.$2.9K3,9402026-03-31
Harbour Investments, Inc.$2.2K2472026-06-30
Flow Traders U.S. LLC$82102026-06-30

Public filing evidence

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Report period: 2026-03-31 to 2026-06-30