PREF institutional holders

Principal Spectrum Preferred Securities Active ETF · 141 reporting institutions · $1.4B reported value

Funds that can replace PREF · PREF return decomposition

Institutional holdings

Institutions reporting PREF, largest first
InstitutionReported positionAdvisors at firmReport period
Principal Financial Group Inc$255.5M02026-06-30
Bank of America Corp /de$225.3M02026-06-30
UBS Group AG$147M02026-06-30
Morgan Stanley$137M23,1852026-06-30
Wells Fargo & Company/mn$87M02026-06-30
Lpl Financial LLC$61.5M23,4582026-06-30
Royal Bank of Canada$60.2M02026-06-30
Ifc Advisors LLC$52.9M92026-06-30
Raymond James Financial Inc$36.6M02026-06-30
Ameriprise Financial Inc$36.2M02026-06-30
Principal Securities, Inc.$27.1M1,4632026-06-30
Envestnet Pmc$24.8M602026-06-30
Permanens Capital LP$21.1M42026-06-30
Bensler, LLC$17.7M322026-06-30
Cornerstone Advisors Asset Management, LLC$16.1M262026-06-30
Wealth Enhancement Advisory Services, LLC$12M1,0262026-06-30
Benjamin Edwards Inc$11.7M02026-06-30
Private Advisor Group, LLC$11M9272026-06-30
Berger Financial Group, Inc$8.4M512026-06-30
L2 Asset Management, LLC$8.3M22026-06-30
Rogco, LP$7.8M02026-06-30
Capital Investment Advisory Services, LLC$7.6M1032026-06-30
Daymark Wealth Partners, LLC$7.3M372026-06-30
Newedge Advisors$6.9M6012026-06-30
Northwestern Mutual Wealth Management Co$6.5M02026-06-30
Focused Alpha, LLC$5.7M62026-06-30
Psi Advisors, LLC$5.3M112026-06-30
&partners$5M5552026-06-30
Spartan Wealth Advisory Services LLC$5M212026-06-30
Focus Partners Wealth$4.9M1,0482026-06-30
Baird Financial Group, Inc.$4.9M02026-06-30
Commonwealth Equity Services, LLC$4.8M2,8632026-06-30
Rockefeller Capital Management LP$3.9M3462026-06-30
Grey Ledge Advisors, LLC$3.9M82026-06-30
Jpmorgan Chase & Co$3.7M02026-06-30
Ocean Park Asset Management, LLC$3.7M122026-06-30
Meadow Creek Wealth Advisors, LLC$3.4M52026-06-30
Dearborn Partners LLC$3.3M92026-06-30
The Fiduciary Alliance$3.1M492026-06-30
Sanctuary Advisors, LLC$2.9M4012026-06-30
Creative Planning$2.9M1,1712026-06-30
Mainstreet Investment Advisors LLC$2.6M122026-06-30
Massmutual Private Wealth & Trust, Fsb$2.6M02026-06-30
Insigneo Advisory Services, LLC$2.5M2252026-06-30
Legacy Bridge, LLC$2.3M22026-06-30
Osaic Holdings, Inc.$2.3M02026-06-30
J.W. Cole Advisors, Inc.$2.2M4992026-06-30
Comerica Bank$2.1M02025-12-31
Kestra Advisory Services, LLC$2M1,4792026-06-30
Fifth Third Bancorp$2M02026-06-30
Rea Wealth Management$1.9M112026-06-30
Stifel Financial Corp$1.8M02026-06-30
Bank of New York Mellon Corp$1.7M02026-06-30
Ibex Wealth Advisors, LLC$1.6M82026-06-30
Gilliland Jeter Wealth Management, LLC$1.5M32026-06-30
Willis Johnson & Associates, Inc.$1.5M312026-06-30
MML Investors Services, LLC$1.4M5,1202026-06-30
Fourthought Financial Partners, LLC$1.3M112026-06-30
Concurrent Investment Advisors, LLC$1.2M3492026-06-30
Cerity Partners LLC$1.2M7772026-06-30
Truist Financial Corp$1.2M02026-06-30
Lexaurum Advisors, LLC$1.1M352026-06-30
Cliftonlarsonallen Wealth Advisors, LLC$1.1M992026-06-30
First Citizens Financial Corp$1.1M02026-06-30
Mariner, LLC$1M02026-06-30
Valor Advisors LLC$936.7K32026-06-30
Flagstar Securities, Inc$919K302026-06-30
Essex Financial Services, Inc.$903K332026-06-30
Btg Pactual Asset Management US LLC$802.1K652026-06-30
Mechanics Financial Corp$797.2K02026-06-30
US Bancorp$762.4K02026-06-30
Henderson Brothers Financial Partners, LLC$756.9K182026-06-30
Capital & Planning, LLC$746K32026-03-31
Arax Advisory Partners$723K2322026-06-30
U.S. Capital Wealth Advisors, LLC$721.4K02026-03-31
Smartleaf Asset Management LLC$679.2K92026-06-30
Ep Wealth Advisors, LLC$676.1K3382026-06-30
Heritage Wealth Management, Inc.$633.5K32026-06-30
Coastal Bridge Advisors, LLC$625.2K392026-06-30
Umb Bank, N.A.$619.4K02026-06-30
Activest Wealth Management$614.6K142026-06-30
Pinnacle Financial Partners, Inc.$577.2K02026-06-30
Argent Trust Co$538.5K02026-06-30
Pinnacle Financial Partners Inc$525.6K02025-09-30
Resurgent Financial Advisors LLC$483.7K92026-06-30
Schnieders Capital Management, Llc.$441.6K42026-06-30
Mercer Global Advisors Inc /adv$392.8K02026-06-30
Diversified Trust Co$381.1K02026-06-30
Xml Financial, LLC$369.9K282026-06-30
Platform Technology Partners$362.1K102026-06-30
Stephens Inc /ar$344.3K2432026-06-30
Flynn Zito Capital Management, LLC$314.7K72026-06-30
W.G. Shaheen & Associates Dba Whitney & Co$314.5K02026-06-30
Mbl Advisors$305K102026-06-30
Venturi Wealth Management, LLC$295.4K202026-06-30
Vestgen Advisors, LLC$286.5K582026-06-30
Main Street Financial Solutions, LLC$276K412026-06-30
Gotham Asset Management, LLC$272.3K52026-06-30
Indivisible Partners$269.7K342026-06-30
Colter Lewis Investment Partners, LLC$267.9K42026-06-30
Advisory Services Network$267.8K2532026-06-30
Axxcess Wealth Management, LLC$262.3K382026-06-30
Mirae Asset Global Investments Co., Ltd.$259.5K02026-06-30
Jacobi Capital Management LLC$246.9K322026-06-30
South Plains Financial, Inc.$236.5K02026-06-30
Asset Dedication, LLC$222.8K112026-06-30
Sensible Money, LLC$222.8K132026-06-30
Nbh Bank$216.5K02026-06-30
Fifth Third Securities, Inc.$212.3K1,0142026-06-30
C2p Capital Advisory Group, LLC D.b.a. Prosperity Capital Advisors$211K1032026-06-30
Cetera Investment Advisers$208.8K10,3702026-06-30
Cwm, LLC$206K6672026-03-31
Fidelis Capital Partners, LLC$192.7K142026-06-30
Boreal Capital Management LLC$164.7K312026-06-30
Whipplewood Advisors, LLC$160.7K52026-06-30
Pinnacle Bancorp, Inc.$151.3K02026-06-30
Private Trust Co NA$138.2K02026-06-30
Ifp Advisors, Inc$113.5K3182026-06-30
Harbor Investment Advisory, LLC$95.3K312026-06-30
Roxbury Financial LLC$76.6K22026-06-30
Steward Partners Investment Advisory, LLC$67.4K4812026-06-30
Assetmark, Inc$45.6K2202026-06-30
Ifg Advisory, LLC$43.4K1102026-06-30
Farther Finance Advisors, LLC$41.2K3342026-06-30
Rothschild Investment LLC$40K182026-06-30
Evelyn Partners Asset Management Limited$28.2K02026-03-31
Cape Investment Advisory, Inc.$19.3K352026-06-30
Rosenberg Matthew Hamilton$9.4K42026-06-30
International Assets Investment Management, LLC$8.5K1222026-06-30
Allworth Financial, LP$8K3172026-06-30
Huntington National Bank$6.5K02026-06-30
New. Advisory Services, LLC$6.2K152026-06-30
PNC Financial Services Group, Inc.$5.8K02026-06-30
Advisornet Wealth Partners$5.7K582026-06-30
Abich Financial Wealth Management LLC$3.9K72025-09-30
Ameritas Advisory Services, LLC$3.8K5502026-06-30
Keating Financial Advisory Services, Inc.$2.1K252026-06-30
Hrt Financial LP$73202026-06-30
Cambridge Investment Research Advisors, Inc.$4763,9402026-03-31
Fmr LLC$8602026-06-30
Centerpoint Advisors, LLC$4792026-06-30

Public filing evidence

Source: SEC Form 13F. These are institution-level reported positions; they do not establish that any individual advisor or their clients hold a fund.

Report period: 2025-09-30 to 2026-06-30